| Issuer |
Ticker |
Trade Dt |
Lead Manager |
Issue |
First Day Open |
Open vs Issue |
First Day Cls |
Open vs First Day Cls |
Current |
Open vs Current |
| Molycorp Inc. |
MCP |
07/29/10 |
J.P. Morgan Chase |
14.00 |
13.25 |
-5.36% |
12.85 |
-3.02% |
12.34 |
-6.87% |
| Envestnet Inc. |
ENV |
07/28/10 |
Morgan Stanley |
9.00 |
9.35 |
3.89% |
10.23 |
9.41% |
10.06 |
7.59% |
| Chesapeake Midstream Partners LLC |
CHKM |
07/28/10 |
UBS Securities |
21.00 |
22.25 |
5.95% |
22.40 |
0.67% |
22.90 |
2.92% |
| Tortoise MLP Fund Inc. |
NTG |
07/27/10 |
Morgan Stanley |
25.00 |
25.00 |
0.00% |
25.00 |
0.00% |
25.00 |
0.00% |
| Ameresco Inc. |
AMRC |
07/21/10 |
BofA Merrill Lynch |
10.00 |
10.25 |
2.50% |
10.17 |
-0.78% |
10.00 |
-2.44% |
| Green Dot Corp. |
GDOT |
07/21/10 |
J.P. Morgan Chase |
36.00 |
43.15 |
19.86% |
43.99 |
1.95% |
43.50 |
0.81% |
| Camelot Information Systems Inc. |
CIS |
07/20/10 |
Goldman Sachs |
11.00 |
10.10 |
-8.18% |
10.65 |
5.45% |
10.68 |
5.74% |
| Qlik Technologies Inc. |
QLIK |
07/15/10 |
Morgan Stanley |
10.00 |
12.00 |
20.00% |
12.80 |
6.67% |
14.37 |
19.75% |
| RealD Inc. |
RLD |
07/15/10 |
J.P. Morgan Chase |
16.00 |
19.55 |
22.19% |
19.51 |
-0.20% |
17.00 |
-13.04% |
| Smart Technologies Inc. |
SMT |
07/14/10 |
Morgan Stanley |
17.00 |
17.50 |
2.94% |
17.05 |
-2.57% |
15.39 |
-12.06% |
| Oxford Resource Partners LP |
OXF |
07/13/10 |
Barclays Capital |
18.50 |
18.25 |
-1.35% |
17.96 |
-1.59% |
18.23 |
-0.11% |
| Oneida Financial Corp. |
ONFCD |
07/07/10 |
Stifel Nicolaus |
8.00 |
8.00 |
0.00% |
7.45 |
-6.87% |
7.89 |
-1.38% |
| Viewpoint Financial Group |
VPFGD |
07/07/10 |
Sandler O'Neill & Partners |
10.00 |
9.55 |
-4.50% |
9.50 |
-0.52% |
9.70 |
1.57% |
| AutoNavi Holdings Ltd |
AMAP |
07/01/10 |
Goldman Sachs |
12.50 |
13.00 |
4.00% |
13.50 |
3.85% |
14.63 |
12.54% |
| ECA Marcellus Trust I |
ECT |
06/30/10 |
Raymond James |
20.00 |
20.00 |
0.00% |
20.00 |
0.00% |
19.82 |
-0.90% |
| Fox Chase Bancorp Inc. |
FXCBD |
06/29/10 |
Stifel Nicolaus |
10.00 |
9.75 |
-2.50% |
0.00 |
0.00% |
9.60 |
-1.54% |
| HiSoft Technology International Ltd. |
HSFT |
06/29/10 |
Deutsche Bank |
10.00 |
10.25 |
2.50% |
10.40 |
1.46% |
12.00 |
17.07% |
| Tesla Motors Inc. |
TSLA |
06/28/10 |
Goldman Sachs |
17.00 |
19.00 |
11.76% |
23.89 |
25.74% |
19.94 |
4.95% |
| Eaton Vance Tax-Advantaged Bond & Option Strategie |
EXD |
06/25/10 |
Morgan Stanley |
20.00 |
20.00 |
0.00% |
20.00 |
0.00% |
20.00 |
0.00% |
| ClearBridge Energy MLP Fund Inc. |
CEM |
06/25/10 |
Citigroup Global Markets |
20.00 |
20.00 |
0.00% |
20.00 |
0.00% |
20.18 |
0.90% |
| Oritani Financial Corp. |
ORITD |
06/24/10 |
Stifel Nicolaus |
10.00 |
10.40 |
4.00% |
10.31 |
-0.87% |
9.75 |
-6.25% |
| Fabrinet |
FN |
06/24/10 |
Morgan Stanley |
10.00 |
10.95 |
9.50% |
10.74 |
-1.92% |
10.16 |
-7.21% |
| Hudson Pacific Properties Inc. |
HPP |
06/23/10 |
BofA Merrill Lynch |
17.00 |
17.50 |
2.94% |
0.00 |
0.00% |
16.46 |
-5.94% |
| Vringo Inc. |
VRNGU |
06/22/10 |
Maxim Group |
4.60 |
4.50 |
-2.17% |
0.00 |
0.00% |
0.00 |
0.00% |
| Motricity Inc. |
MOTR |
06/17/10 |
Goldman Sachs |
10.00 |
9.95 |
-0.50% |
9.26 |
-6.93% |
8.00 |
-19.60% |
| China Intelligent Lighting & Electronics |
CIL |
06/17/10 |
Rodman & Renshaw |
3.00 |
2.85 |
-5.00% |
2.95 |
3.51% |
3.00 |
5.26% |
| Higher One Holdings Inc. |
ONE |
06/16/10 |
Goldman Sachs |
12.00 |
13.50 |
12.50% |
14.27 |
5.70% |
13.98 |
3.56% |
| Oasis Petroleum Inc. |
OAS |
06/16/10 |
Morgan Stanley |
14.00 |
14.85 |
6.07% |
14.88 |
0.20% |
17.20 |
15.82% |
| BroadSoft Inc. |
BSFT |
06/15/10 |
Goldman Sachs |
9.00 |
8.25 |
-8.33% |
8.30 |
0.61% |
8.65 |
4.85% |
| CBOE Holdings Inc. |
CBOE |
06/14/10 |
Goldman Sachs |
29.00 |
32.80 |
13.10% |
32.49 |
-0.95% |
26.60 |
-18.90% |
| China New Borun Corp. |
BORN |
06/10/10 |
Piper Jaffray |
7.00 |
7.10 |
1.43% |
7.00 |
-1.41% |
6.19 |
-12.82% |
| GenMark Diagnostics Inc. |
GNMK |
05/28/10 |
Piper Jaffray |
6.00 |
5.65 |
-5.83% |
5.40 |
-4.42% |
4.48 |
-20.71% |
| Blackstone/GSO Senior Floating Rate Term Fund |
BSL |
05/26/10 |
Morgan Stanley |
20.00 |
20.00 |
0.00% |
20.00 |
0.00% |
18.71 |
-6.45% |
| Accretive Health Inc. |
AH |
05/19/10 |
Goldman Sachs |
12.00 |
12.74 |
6.17% |
13.55 |
6.36% |
11.89 |
-6.67% |
| 57th Street General Acquisition Corp. |
SQTCU |
05/19/10 |
Morgan Joseph |
10.00 |
10.00 |
0.00% |
10.00 |
0.00% |
10.10 |
1.00% |
| ReachLocal Inc. |
RLOC |
05/19/10 |
J.P. Morgan Chase |
13.00 |
12.00 |
-7.69% |
14.98 |
24.83% |
13.89 |
15.75% |
| Kingtone Wirelessinfo Solution Holding Ltd |
KONE |
05/14/10 |
Roth Capital Partners |
4.00 |
4.00 |
0.00% |
3.93 |
-1.75% |
2.42 |
-39.50% |
| JinkoSolar Holding Co Ltd. |
JKS |
05/13/10 |
Credit Suisse |
11.00 |
11.00 |
0.00% |
11.01 |
0.09% |
14.69 |
33.54% |
| TeleNav Inc |
TNAV |
05/13/10 |
J.P. Morgan Chase |
8.00 |
9.00 |
12.50% |
9.80 |
8.89% |
5.44 |
-39.56% |
| Noranda Aluminum Holding Corp. |
NOR |
05/13/10 |
BofA Merrill Lynch |
8.00 |
8.30 |
3.75% |
8.80 |
6.02% |
7.92 |
-4.58% |
| Roadrunner Transporation Services Holdings |
RRTS |
05/12/10 |
Robert W. Baird |
14.00 |
14.00 |
0.00% |
13.75 |
-1.79% |
14.77 |
5.50% |
| Express Inc. |
EXPR |
05/12/10 |
BofA Merrill Lynch |
17.00 |
17.00 |
0.00% |
16.75 |
-1.47% |
17.55 |
3.24% |
| Niska Gas Storage Partners LLC |
NKA |
05/11/10 |
Goldman Sachs |
20.50 |
19.50 |
-4.88% |
19.00 |
-2.56% |
19.19 |
-1.59% |
| Mechel |
MTL PR |
05/07/10 |
Morgan Stanley |
7.50 |
7.00 |
-6.67% |
0.00 |
0.00% |
0.00 |
0.00% |
| Charm Communications Inc. |
CHRM |
05/04/10 |
Credit Suisse |
9.50 |
9.51 |
0.11% |
9.40 |
-1.16% |
6.49 |
-31.76% |
| Douglas Dynamics Inc. |
PLOW |
05/04/10 |
Credit Suisse |
11.25 |
11.25 |
0.00% |
11.30 |
0.44% |
11.85 |
5.33% |
