| NYSE Equities | Alternext Equities | NASDAQ Equities | Options |
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Triad Securities Corp. 111 Broadway, Suite 1125 New York, NY 10006 (212) 349-8060 |
| Triad Securities Corp. has prepared this report pursuant to SEC Reg NMS Rule 606 that requires all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of "non-directed orders" - any order that the customer has not specificaly instructed to be routed to a particular venue for execution. For these non-directed orders, Triad has selected the execution venue on behalf of its customers. Pursuant to this rule, customers can request details on the identity of the venue to which the customer's orders were routed for execution. |
| It is important to note that Triad does not have a program for internalizing order flow, accept payment for order flow, or participate in a profit sharing relationship with any venue. |
| Above are four tabs which summarize Triad's order flow by type of order and venue of execution for equity orders. |