THE VISION OF OUR FOUNDER
People and quality service first
As a people-centric organization, our values, established by our founder Richard E. Schultz, extend to the well-being of our employees and success of our clients. Richard set an example with hard work, an ethical approach, and responsible practice. Read his story
Today Triad services over 300 institutional customers while staying true to the principles instilled by its founder: people and quality service first.
quality
Triad’s IPO & Secondary service
known as “The Daily Racing Form” of the new issue trading world, serves as one of our core offerings
Triad also has an agency only trading solution that provides both electronic and high touch trade execution. Additionally, we provide access to independently sourced trading algorithms and new issue data from 20 years of deal flow.
Triad offers boutique and personalized Prime Broker Services through multiple clearing firms. The foundation of these services is our proprietary platform, which ensures efficiency and ease of processing for a unique client experience.
founded with an ethos of corporate responsibility
The executive team, employees, clients, family, and friends all support our efforts to give back to the community.
Our signature gift is the Richard E. Schultz Scholarship Fund at Baruch College. Named after Triad’s founder, who is a Baruch alumnus, the scholarship is meant to provide full tuition to a junior majoring in Finance and Investments.
Honoring Schultz’s legacy, the scholarship reminds us of the larger-than-life personality who showed that good guys can win on Wall Street, while aiding students pursuing finance as a career.
Triad’s commitment to good reflects the firm’s founding principles and are an important part of who we are.
Triad also pitches in during times of crisis, most recently with the Triad Cares Trading Day on April 20th to Help with COVID-19 Relief Efforts. Trading commissions generated during the charity event went to NYC-area health and service-related charities. These include:
- NYC Health & Hospitals , providing supplies to city hospital front-line workers
- Healthcare Heroes , supporting the physical and emotional wellbeing of healthcare workers who are on the front lines
- Meals on Wheels ,delivering meals to the home-bound elderly in NYC
- City Harvest , rescuing and delivering food for 2.5 million New Yorkers
Over 40 Years of Industry Relationship
Triad Securities History
Triad Securities sponsors Triad Cares Day to benefit Covid charities
April
Triad Securities Expands Capital introduction Services
June 24
Triad Securities Launches Mobile App
Triad Securities Celebrates 40th Anniversary
Triad adds clearing relationships with Wedbush and ICBC
Triad Securities Expands Prime Brokerage Team
June 6
Triad Securities Announces the Expansion of Their Managed Suites for Hedge Funds
December 14
Triad adds Lock Up Date information to IPO Site
November 19
Triad simplifies Sector Trader Tools, adds Upcoming IPOs and Secondaries
October 7
Triad Securities expands Institutional Sales
August 10
Triad Healthcare Partners established
Triad Securities establishes clearing relationship with Fidelity Clearing & Custody
Triad Securities expands International Trading
March 25
Kevin Schultz begins to serve as Chairman
September
Triad and customers weather the financial banking crisis
Triad partners with Argus Research
Triad establishes in-house technology team
Triad Securities partners with REDI
Triad Securities Celebrates 20th Anniversary
Triad Securities establishes its London office
Triad Securities launches Introduced Prime Brokerage
Triad Securities moves into its present Wall St location
Triad Securities launches IPO New Issue Service
Triad Securities Founded
July